Legal Notices & Regulatory Disclaimers

Issued by: Thalos Capital Corporation
Effective Date: May 1, 2024
Last Updated: May 19, 2025
Jurisdiction: Ontario, Canada

1. About Thalos Capital Corporation

Thalos Capital Corporation (“Thalos Capital”) is a Canadian-based private investment and corporate advisory firm headquartered in Burlington, Ontario. Thalos Capital provides services in business introductions, strategic transactions, and long-term value creation partnerships for clients in sectors such as technology, industrials, real estate, and consumer goods.

Thalos Capital works with founders, operators, and investors to execute non-registrable business development and M&A activities. The firm is privately owned and operated under the laws of the Province of Ontario.

2. Regulatory Status

Thalos Capital is not registered as a broker, dealer, exempt market dealer, investment advisor, or financial intermediary under the laws or regulations of:

  • Canada, including the Ontario Securities Commission (OSC) or any other provincial securities commission;

  • The United States, including the Securities and Exchange Commission (SEC), any U.S. state securities agency, or FINRA;

  • The United Kingdom, under the Financial Services and Markets Act 2000 (FSMA) or with the Financial Conduct Authority (FCA);

  • Any member state of the European Union, under MiFID II or equivalent legislation;

  • The Autorité des marchés financiers (Québec);

  • Any other global securities, capital markets, or financial regulatory authority.

Thalos Capital does not engage in any conduct requiring registration under securities or investment legislation in any jurisdiction.

3. Scope of Services

Thalos Capital delivers strategic introductions and transaction advisory services, including:

  • Business development and capital relationship introductions;

  • Buy-side and sell-side M&A advisory support;

  • Strategic planning, transformation, and exit preparation;

  • Co-investment through affiliated private vehicles (where applicable).

These services do not include the promotion, sale, negotiation, recommendation, distribution, or offering of securities, whether publicly or privately. Thalos Capital does not solicit investment, underwrite securities, or receive compensation contingent on the outcome of any securities transaction unless operating through a duly registered intermediary retained by the client, or through direct engagement by the client acting in accordance with applicable law.

Thalos Capital does not handle investor funds, provide suitability assessments, or process securities documentation.

4. No Investment Advice or Offer

No communication from Thalos Capital, including those via this website, email, phone, or in person, shall be interpreted as:

  • Investment advice or investment management services;

  • A recommendation, endorsement, or opinion on the merits of any transaction;

  • An offer to buy, sell, or solicit securities or other financial instruments.

All communications from Thalos Capital are strictly for informational and relationship-building purposes. Prospective counterparties are advised to consult their own legal, tax, and financial advisors prior to entering into any transaction.

5. No Reliance or Representations

Thalos Capital makes no express or implied representations or warranties regarding any referred third party, opportunity, company, or transaction. Thalos Capital does not conduct due diligence, background checks, credit verification, or legal reviews on introduced or referenced parties.

All counterparties, investors, and clients are expected to undertake their own independent investigations and assessments using qualified professional advisors.

6. Governing Law and Jurisdiction

This website and all associated content, disclaimers, and communications are governed by the laws of the Province of Ontario and the federal laws of Canada applicable therein. Any disputes arising from or related to the use of this website, its content, or related communications shall be resolved exclusively in the courts of competent jurisdiction located in Toronto, Ontario, Canada.

7. Intellectual Property

All content on this website, including but not limited to names, trademarks, service marks, designs, business methods, and written materials, is the property of Thalos Capital Corporation unless otherwise stated. Unauthorized reproduction, distribution, or commercial use is prohibited without prior written consent.

8. Contact

For regulatory, legal, or compliance-related inquiries, please contact:

Thalos Capital Corporation
5500 North Service Road, Suite 300
Burlington, Ontario, Canada L7L 6W6
Email: [email protected]
Website: www.thaloscapital.com

9. Clarification of Corporate Identity

Thalos Capital Corporation is a privately held Canadian company legally incorporated in the Province of Ontario. Thalos Capital operates independently and has no affiliation whatsoever with:

All references to “Thalos Capital” in this website and related materials refer exclusively to Thalos Capital Corporation (Ontario, Canada). Any confusion with similarly named entities is unintentional and hereby disclaimed.